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Axos Financial

Axos Financial (NYSE: AX) insider transactions

In the twelve months to 10 November 2026, executives and directors of Axos Financial reported 13 open-market sales of 74,688 shares ($7.3m) and 0 open-market purchases, by 9 people, according to the Form 4 filings they submitted to the SEC.

Latest transactions

The 20 most recent transactions in Axos Financial shares reported on Form 4
DateInsiderRoleTransactionSharesPriceHeld afterFiling
9 November 2026Constantine Thomas M—Open-market sale−913$94.7217,085Form 4
15 September 2026Matsumoto Raymond D—Option exercise+4,946$92.6846,579Form 4
15 September 2026Matsumoto Raymond D—Returned to the company−2,668$92.6843,911Form 4
15 September 2026Walsh DerrickEVP, Chief Financial OfficerOption exercise+4,127$92.6844,280Form 4
15 September 2026Walsh DerrickEVP, Chief Financial OfficerReturned to the company−2,222$92.6842,058Form 4
15 September 2026Tolla John CharlesEVP, Chief Risk OfficerOption exercise+3,502$92.6832,796Form 4
15 September 2026Tolla John CharlesEVP, Chief Risk OfficerReturned to the company−1,885$92.6830,911Form 4
15 September 2026Swanson Brian D—Option exercise+3,381$92.6861,404Form 4
15 September 2026Swanson Brian D—Returned to the company−1,822$92.6859,582Form 4
15 September 2026Bar-Adon EshelEVP, Strategic Partnerships anOption exercise+3,629$92.68133,007Form 4
15 September 2026Bar-Adon EshelEVP, Strategic Partnerships anReturned to the company−1,956$92.68131,051Form 4
15 September 2026Constantine Thomas M—Option exercise+3,905$92.6820,100Form 4
15 September 2026Constantine Thomas M—Returned to the company−2,102$92.6817,998Form 4
15 September 2026Gill Ann—Option exercise+1,643$92.6812,224Form 4
15 September 2026Gill Ann—Returned to the company−884$92.6811,340Form 4
15 September 2026Thiele Candace L—Option exercise+1,122$92.682,130Form 4
15 September 2026Thiele Candace L—Returned to the company−547$92.681,583Form 4
15 September 2026Watson Michael James—Option exercise+3,174$92.687,766Form 4
15 September 2026Watson Michael James—Returned to the company−1,583$92.686,183Form 4
5 August 2026Santi Roque ADirectorOpen-market sale−500$105.307,146Form 4

Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.

How to read the table

Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.

Where each row comes from

From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Axos Financial page; the method, in data sources.

Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.