Bakkt (NYSE: BKKT) insider transactions
In the twelve months to 10 November 2026, executives and directors of Bakkt reported 21 open-market sales of 41,559 shares ($355,783) and 5 open-market purchases of 1,161,567 shares ($9.1m), by 5 people, according to the Form 4 filings they submitted to the SEC.
Latest transactions
| Date | Insider | Role | Transaction | Shares | Price | Held after | Filing |
|---|---|---|---|---|---|---|---|
| 30 September 2026 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | Grant or award | +20,000 | — | 32,672 | Form 4 |
| 30 September 2026 | Baes Nicholas | Chief Operating Officer | Grant or award | +30,000 | — | 134,103 | Form 4 |
| 30 September 2026 | D'Annunzio Marc | General Counsel & Secretary | Grant or award | +45,000 | — | 152,006 | Form 4 |
| 30 September 2026 | Naheta Akshay Sudhir | Chief Executive Officer | Grant or award | +243,454 | — | 9,336,976 | Form 4 |
| 23 September 2026 | Baes Nicholas | Chief Operating Officer | Open-market sale | −1,272 | $8.61 | 104,103 | Form 4 |
| 23 September 2026 | D'Annunzio Marc | General Counsel & Secretary | Open-market sale | −1,272 | $8.61 | 107,006 | Form 4 |
| 23 September 2026 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | Open-market sale | −282 | $8.61 | 12,672 | Form 4 |
| 18 August 2026 | Alfred Michael | Director | Open-market purchase | +296,567 | $7.12 | 1,201,567 | Form 4 |
| 15 July 2026 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | Open-market sale | −94 | $8.33 | 12,954 | Form 4 |
| 15 July 2026 | Alexander Karen | Chief Financial Officer | Open-market sale | −657 | $8.44 | 53,542 | Form 4 |
| 15 July 2026 | D'Annunzio Marc | General Counsel & Secretary | Open-market sale | −539 | $8.44 | 108,278 | Form 4 |
| 26 June 2026 | D'Annunzio Marc | General Counsel & Secretary | Open-market sale, 10b5-1 plan | −1,357 | $7.71 | 108,817 | Form 4 |
| 25 June 2026 | Alexander Karen | Chief Financial Officer | Open-market sale | −1,907 | $7.93 | 54,199 | Form 4 |
| 25 June 2026 | Baes Nicholas | Chief Operating Officer | Open-market sale | −1,562 | $7.93 | 105,375 | Form 4 |
| 25 June 2026 | D'Annunzio Marc | General Counsel & Secretary | Open-market sale, 10b5-1 plan | −1,562 | $7.93 | 110,174 | Form 4 |
| 25 June 2026 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | Open-market sale | −349 | $7.93 | 13,048 | Form 4 |
| 10 June 2026 | Alfred Michael | Director | Open-market purchase | +100,000 | $7.83 | 905,000 | Form 4 |
| 9 June 2026 | Alfred Michael | Director | Open-market purchase | +180,000 | $7.71 | 805,000 | Form 4 |
| 18 May 2026 | Alfred Michael | Director | Open-market purchase | +220,000 | $8.20 | 625,000 | Form 4 |
| 15 May 2026 | Alexander Karen | Chief Financial Officer | Option exercise | +335 | $10.00 | 56,106 | Form 4 |
Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.
How to read the table
Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.
Where each row comes from
From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Bakkt page; the method, in data sources.
Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.