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Capital Southwest

Capital Southwest (NASDAQ: CSWC) insider transactions

In the twelve months to 10 November 2026, executives and directors of Capital Southwest reported 1 open-market sale of 4,661 shares ($108,555) and 7 open-market purchases of 11,749 shares ($269,880), by 4 people, according to the Form 4 filings they submitted to the SEC.

Latest transactions

The 20 most recent transactions in Capital Southwest shares reported on Form 4
DateInsiderRoleTransactionSharesPriceHeld afterFiling
1 October 2026Thomas William R IIIDirectorOpen-market purchase+2,170$23.0422,842Form 4
10 August 2026Thomas William R IIIDirectorGrant or award+1,989—20,672Form 4
10 August 2026Brooks David RDirectorGrant or award+1,989—42,933Form 4
10 August 2026Rogers-Windsor Ramona LynnDirectorGrant or award+1,989—25,080Form 4
10 August 2026Furst Jack DDirectorGrant or award+1,989—49,937Form 4
10 August 2026Battist ChristineDirectorGrant or award+1,989—16,064Form 4
30 June 2026Rogers-Windsor Ramona LynnDirectorOpen-market purchase+211$23.7023,091Form 4
17 June 2026Battist ChristineDirectorOpen-market purchase+860$23.2314,075Form 4
10 June 2026Rehberger ChrisChief Financial OfficerShares withheld for tax−3,688$23.54215,971Form 4
10 June 2026Sarner Michael ScottPresident and CEOShares withheld for tax−11,705$23.54587,684Form 4
10 June 2026Weinstein Joshua S.Senior Managing Director & CIOShares withheld for tax−9,588$23.54380,585Form 4
9 June 2026Rehberger ChrisChief Financial OfficerShares withheld for tax−4,492$23.28144,659Form 4
9 June 2026Rehberger ChrisChief Financial OfficerGrant or award+75,000—219,659Form 4
9 June 2026Sarner Michael ScottPresident and CEOShares withheld for tax−13,765$23.28459,389Form 4
9 June 2026Sarner Michael ScottPresident and CEOGrant or award+140,000—599,389Form 4
9 June 2026Weinstein Joshua S.Senior Managing Director & CIOShares withheld for tax−11,349$23.28290,173Form 4
9 June 2026Weinstein Joshua S.Senior Managing Director & CIOGrant or award+100,000—390,173Form 4
5 June 2026Thomas William R IIIDirectorOpen-market sale−4,661$23.2913,683Form 4
5 June 2026Thomas William R IIIDirectorOpen-market purchase+5,000$23.4018,683Form 4
1 June 2026Rogers-Windsor Ramona LynnDirectorOpen-market purchase+213$23.4222,880Form 4

Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.

How to read the table

Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.

Where each row comes from

From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Capital Southwest page; the method, in data sources.

Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.