Cathay General Bancorp (NASDAQ: CATY) insider transactions
In the twelve months to 10 November 2026, executives and directors of Cathay General Bancorp reported 24 open-market sales of 145,516 shares ($8.1m) and 0 open-market purchases, by 9 people, according to the Form 4 filings they submitted to the SEC.
Latest transactions
| Date | Insider | Role | Transaction | Shares | Price | Held after | Filing |
|---|---|---|---|---|---|---|---|
| 26 October 2026 | Sun Albert | EVP, Chief Credit Officer | Open-market sale | −960 | $64.95 | 0 | Form 4 |
| 25 September 2026 | Sun Albert | EVP, Chief Credit Officer | Option exercise | +1,417 | — | 1,417 | Form 4 |
| 25 September 2026 | Sun Albert | EVP, Chief Credit Officer | Shares withheld for tax | −457 | $61.45 | 960 | Form 4 |
| 8 September 2026 | Wang Albert Jen-Wen | EVP, Chief Financial Officer | Option exercise | +4,012 | — | 4,012 | Form 4 |
| 8 September 2026 | Wang Albert Jen-Wen | EVP, Chief Financial Officer | Shares withheld for tax | −1,294 | $61.86 | 2,718 | Form 4 |
| 2 September 2026 | Sun Richard | Director | Open-market sale | −1,000 | $62.32 | 2,200 | Form 4 |
| 25 August 2026 | Sun Richard | Director | Open-market sale | −1,000 | $62.08 | 3,200 | Form 4 |
| 25 August 2026 | Lo Thomas M. | EVP, Chief Admin Officer | Open-market sale | −1,600 | $62.47 | 2,362 | Form 4 |
| 10 August 2026 | Sun Richard | Director | Open-market sale | −3,000 | $63.09 | 2,800 | Form 4 |
| 31 July 2026 | Sun Richard | Director | Open-market sale | −5,000 | $62.43 | 2,315 | Form 4 |
| 30 July 2026 | Sun Richard | Director | Open-market sale | −5,000 | $63.31 | 6,340 | Form 4 |
| 29 July 2026 | Sun Richard | Director | Open-market sale | −10,000 | $63.33 | 7,315 | Form 4 |
| 29 July 2026 | Sun Richard | Director | Open-market sale | −10,000 | $63.29 | 11,340 | Form 4 |
| 27 July 2026 | Lo Thomas M. | EVP, Chief Admin Officer | Option exercise | +2,896 | — | 4,896 | Form 4 |
| 27 July 2026 | Lo Thomas M. | EVP, Chief Admin Officer | Shares withheld for tax | −934 | $62.56 | 3,962 | Form 4 |
| 27 July 2026 | Chan May K. | SVP, General Counsel | Option exercise | +1,448 | — | 4,158 | Form 4 |
| 27 July 2026 | Chan May K. | SVP, General Counsel | Shares withheld for tax | −467 | $62.56 | 3,691 | Form 4 |
| 9 June 2026 | Tang Anthony M | Vice Chairman | Open-market sale | −5,000 | $59.92 | 147,876 | Form 4 |
| 8 June 2026 | Tang Anthony M | Vice Chairman | Open-market sale | −10,000 | $58.90 | 152,876 | Form 4 |
| 5 June 2026 | Tang Anthony M | Vice Chairman | Open-market sale | −5,000 | $58.37 | 162,876 | Form 4 |
Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.
How to read the table
Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.
Where each row comes from
From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Cathay General Bancorp page; the method, in data sources.
Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.