Charles Schwab (NYSE: SCHW) insider transactions
In the twelve months to 10 November 2026, executives and directors of Charles Schwab reported 93 open-market sales of 3,406,647 shares ($347.1m) and 1 open-market purchase of 21,959 shares ($1.8m), by 16 people, according to the Form 4 filings they submitted to the SEC.
Latest transactions
| Date | Insider | Role | Transaction | Shares | Price | Held after | Filing |
|---|---|---|---|---|---|---|---|
| 10 November 2026 | Schwab Charles R. | Co-Chairman | Gift | −31,850 | — | 53,232,016 | Form 4 |
| 9 November 2026 | Schwab Charles R. | Co-Chairman | Open-market sale | −70,750 | $93.01 | 53,263,866 | Form 4 |
| 3 November 2026 | Schwab Charles R. | Co-Chairman | Open-market sale | −11,675 | $89.21 | 53,334,616 | Form 4 |
| 2 November 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Option exercise, 10b5-1 plan | +5,000 | $64.10 | 0 | Form 4 |
| 2 November 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Open-market sale, 10b5-1 plan | −5,000 | $88.92 | 5,770 | Form 4 |
| 29 October 2026 | Schwab Charles R. | Co-Chairman | Open-market sale | −136,400 | $89.50 | 53,346,291 | Form 4 |
| 28 October 2026 | Schwab Charles R. | Co-Chairman | Open-market sale | −66,750 | $88.36 | 53,482,691 | Form 4 |
| 1 October 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Option exercise, 10b5-1 plan | +5,000 | $41.98 | 0 | Form 4 |
| 1 October 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Open-market sale, 10b5-1 plan | −5,000 | $97.80 | 5,770 | Form 4 |
| 23 September 2026 | Ellis Stephen A | Director | Option exercise | +1,918 | $31.48 | 7,445 | Form 4 |
| 1 September 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Option exercise, 10b5-1 plan | +3,177 | $52.05 | 0 | Form 4 |
| 1 September 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Open-market sale, 10b5-1 plan | −3,177 | $109.04 | 5,770 | Form 4 |
| 28 August 2026 | Bettinger Walter W | Co-Chairman | Option exercise | +74,388 | $46.81 | 684,748 | Form 4 |
| 28 August 2026 | Bettinger Walter W | Co-Chairman | Open-market sale | −74,388 | $110.91 | 610,360 | Form 4 |
| 28 August 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Option exercise, 10b5-1 plan | +3,177 | $52.05 | 0 | Form 4 |
| 28 August 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Open-market sale, 10b5-1 plan | −3,177 | $108.12 | 0 | Form 4 |
| 27 August 2026 | Schwab Charles R. | Co-Chairman | Gift | −9,300 | — | 53,549,441 | Form 4 |
| 26 August 2026 | Schwab-Pomerantz Carolyn | Director | Open-market sale | −9,175 | $109.25 | 1,323,162 | Form 4 |
| 24 August 2026 | Schwab Charles R. | Co-Chairman | Open-market sale | −117,000 | $113.20 | 53,558,741 | Form 4 |
| 24 August 2026 | Bettinger Walter W | Co-Chairman | Option exercise | +176,210 | $46.81 | 786,570 | Form 4 |
Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.
How to read the table
Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.
Where each row comes from
From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Charles Schwab page; the method, in data sources.
Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.