Ellington Financial (NYSE: EFC) insider transactions
In the twelve months to 10 November 2026, executives and directors of Ellington Financial reported no open-market sales and no open-market purchases, according to the Form 4 filings they submitted to the SEC.
Latest transactions
| Date | Insider | Role | Transaction | Shares | Price | Held after | Filing |
|---|---|---|---|---|---|---|---|
| 9 September 2026 | Mumford Lisa | Director | Grant or award | +10,181 | — | 98,954 | Form 4 |
| 9 September 2026 | Simon Ronald I | Director | Grant or award | +10,181 | — | 90,181 | Form 4 |
| 5 August 2026 | Vranos Michael W | Co-Chief Investment Officer | Other | +6,794 | — | 1,129,746 | Form 4 |
| 11 May 2026 | Vranos Michael W | Co-Chief Investment Officer | Other | +161,934 | — | 1,122,952 | Form 4 |
| 31 December 2025 | Mumford Lisa | Director | Grant or award | +7,657 | — | 88,773 | Form 4 |
| 11 September 2025 | Simon Ronald I | Director | Open-market purchase | +5,544 | $13.56 | 80,000 | Form 4 |
| 10 September 2025 | Mumford Lisa | Director | Grant or award | +9,198 | — | 81,116 | Form 4 |
| 10 September 2025 | Simon Ronald I | Director | Grant or award | +9,198 | — | 74,456 | Form 4 |
| 20 May 2025 | Vranos Michael W | Co-Chief Investment Officer | Other | +33,877 | — | 961,018 | Form 4 |
| 27 December 2024 | Mumford Lisa | Director | Grant or award | +8,378 | — | 71,918 | Form 4 |
| 27 December 2024 | Simon Ronald I | Director | Grant or award | +8,378 | — | 65,258 | Form 4 |
| 15 October 2024 | Vranos Michael W | Co-Chief Investment Officer | Open-market sale | −14,361 | $12.58 | 153,998 | Form 4 |
| 14 October 2024 | Vranos Michael W | Co-Chief Investment Officer | Open-market sale | −14,000 | $12.48 | 168,359 | Form 4 |
Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.
How to read the table
Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.
Where each row comes from
From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Ellington Financial page; the method, in data sources.
Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.