LPL Financial (NASDAQ: LPLA) insider transactions

In the twelve months to 10 November 2026, executives and directors of LPL Financial reported 40 open-market sales of 20,940 shares ($7.2m) and 0 open-market purchases, by 7 people, according to the Form 4 filings they submitted to the SEC.

Latest transactions

The 20 most recent transactions in LPL Financial shares reported on Form 4
Date	Insider	Role	Transaction	Shares	Price	Held after	Filing
11 September 2026	Reeping Katharine	Principal Accounting Officer	Open-market sale	−440	$347.88	1,774	Form 4
5 September 2026	Field Emily	Group Managing Director	Shares withheld for tax	−106	$359.33	1,833	Form 4
28 August 2026	Bernard Edward C	Director	Grant or award	+3	—	16,262	Form 4
28 August 2026	Eberhart Paulett	Director	Grant or award	+4	—	17,764	Form 4
28 August 2026	Glavin William Francis Jr	Director	Grant or award	+10	—	24,074	Form 4
28 August 2026	Mnookin Allison	Director	Grant or award	+2	—	11,763	Form 4
28 August 2026	Putnam James S	Director	Grant or award	+7	—	135,298	Form 4
28 August 2026	Schifter Richard P	Director	Grant or award	+14	—	39,192	Form 4
28 August 2026	Thomas Corey E.	Director	Grant or award	+4	—	14,912	Form 4
27 August 2026	Jambusaria Aneri	Group Managing Director	Open-market sale, 10b5-1 plan	−308	$357.36	6,107	Form 4
20 August 2026	Gates Greg	Group Managing Director	Option exercise	+7,189	$77.53	27,721	Form 4
20 August 2026	Gates Greg	Group Managing Director	Open-market sale	−4,119	$355.38	23,602	Form 4
3 August 2026	Putnam James S	Director	Gift	−2,000	—	135,291	Form 4
31 July 2026	Enyedi Matthew	Group Managing Director	Open-market sale, 10b5-1 plan	−189	$351.06	13,932	Form 4
31 July 2026	Enyedi Matthew	Group Managing Director	Open-market sale, 10b5-1 plan	−463	$352.77	13,469	Form 4
31 July 2026	Enyedi Matthew	Group Managing Director	Open-market sale, 10b5-1 plan	−296	$353.37	13,173	Form 4
31 July 2026	Enyedi Matthew	Group Managing Director	Open-market sale, 10b5-1 plan	−51	$354.52	13,122	Form 4
31 July 2026	Enyedi Matthew	Group Managing Director	Open-market sale, 10b5-1 plan	−1	$355.51	13,121	Form 4
17 June 2026	Jambusaria Aneri	Group Managing Director	Open-market sale, 10b5-1 plan	−308	$306.00	6,415	Form 4
12 June 2026	Cohen Marc Eliot	Group Managing Director	Shares withheld for tax	−44	$295.66	4,356	Form 4

Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.

How to read the table

Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.

Where each row comes from

From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the LPL Financial page; the method, in data sources.

Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.