Moody's (NYSE: MCO) insider transactions
In the twelve months to 10 November 2026, executives and directors of Moody's reported 41 open-market sales of 39,814 shares ($19.0m) and 0 open-market purchases, by 5 people, according to the Form 4 filings they submitted to the SEC.
Latest transactions
| Date | Insider | Role | Transaction | Shares | Price | Held after | Filing |
|---|---|---|---|---|---|---|---|
| 9 November 2026 | Fauber Robert | President and CEO | Option exercise, 10b5-1 plan | +662 | $173.58 | 52,026 | Form 4 |
| 9 November 2026 | Fauber Robert | President and CEO | Option exercise, 10b5-1 plan | +1,081 | $215.07 | 53,107 | Form 4 |
| 9 November 2026 | Fauber Robert | President and CEO | Open-market sale, 10b5-1 plan | −1,743 | $510.75 | 51,364 | Form 4 |
| 5 November 2026 | Phillips Jason D | Chief Acctg Off & Controller | Open-market sale | −95 | $519.33 | 1,799 | Form 4 |
| 4 November 2026 | West Michael L | CEO - Moody's Ratings | Open-market sale | −195 | $529.23 | 8,179 | Form 4 |
| 2 November 2026 | Demmings Keith | Director | Grant or award | +458 | — | 458 | Form 4 |
| 2 November 2026 | West Michael L | CEO - Moody's Ratings | Open-market sale | −185 | $506.89 | 8,374 | Form 4 |
| 2 November 2026 | Phillips Jason D | Chief Acctg Off & Controller | Open-market sale | −195 | $509.23 | 1,894 | Form 4 |
| 29 October 2026 | West Michael L | CEO - Moody's Ratings | Open-market sale | −200 | $486.52 | 8,559 | Form 4 |
| 29 October 2026 | West Michael L | CEO - Moody's Ratings | Option exercise | +2,926 | $372.16 | 11,485 | Form 4 |
| 29 October 2026 | West Michael L | CEO - Moody's Ratings | Open-market sale | −2,926 | $488.14 | 8,559 | Form 4 |
| 29 October 2026 | West Michael L | CEO - Moody's Ratings | Option exercise | +6,820 | $372.16 | 15,379 | Form 4 |
| 29 October 2026 | West Michael L | CEO - Moody's Ratings | Open-market sale | −6,820 | $487.99 | 8,559 | Form 4 |
| 1 October 2026 | Fauber Robert | President and CEO | Open-market sale, 10b5-1 plan | −300 | $455.00 | 51,364 | Form 4 |
| 1 October 2026 | Fauber Robert | President and CEO | Option exercise, 10b5-1 plan | +51 | $113.34 | 51,415 | Form 4 |
| 1 October 2026 | Fauber Robert | President and CEO | Option exercise, 10b5-1 plan | +572 | $167.50 | 51,987 | Form 4 |
| 1 October 2026 | Fauber Robert | President and CEO | Open-market sale, 10b5-1 plan | −623 | $455.00 | 51,364 | Form 4 |
| 1 October 2026 | Phillips Jason D | Chief Acctg Off & Controller | Shares withheld for tax | −21 | $450.80 | 2,088 | Form 4 |
| 4 September 2026 | Bermudez Jorge A. | Director | Grant or award | +16 | — | 22,955 | Form 4 |
| 4 September 2026 | Bermudez Jorge A. | Director | Grant or award | +1 | — | 22,956 | Form 4 |
Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.
How to read the table
Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.
Where each row comes from
From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Moody's page; the method, in data sources.
Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.