Oppenheimer (NYSE: OPY) insider transactions
In the twelve months to 10 November 2026, executives and directors of Oppenheimer reported 1 open-market sale of 4,673 shares ($423,701) and 0 open-market purchases, by 1 person, according to the Form 4 filings they submitted to the SEC.
Latest transactions
| Date | Insider | Role | Transaction | Shares | Price | Held after | Filing |
|---|---|---|---|---|---|---|---|
| 2 March 2026 | McNAMARA DENNIS P | Secretary | Open-market sale | −4,673 | $90.67 | 20,177 | Form 4 |
| 26 February 2026 | Roth R Lawrence | Director | Other | +1,400 | — | 18,400 | Form 4 |
| 26 February 2026 | Glasser Teresa | Director | Other | +1,400 | — | 18,400 | Form 4 |
| 26 February 2026 | Friedman Paul M | Director | Other | +1,400 | — | 18,400 | Form 4 |
| 26 February 2026 | Kanter Stacy J. | Director | Other | +1,400 | — | 5,900 | Form 4 |
| 26 February 2026 | Behrens Evan | Director | Other | +1,400 | — | 7,025 | Form 4 |
| 26 February 2026 | Dwyer Timothy Martin | Director | Other | +1,400 | — | 28,400 | Form 4 |
| 26 February 2026 | Spaulding Suzanne | Director | Other | +1,400 | — | 5,900 | Form 4 |
| 28 January 2026 | McNAMARA DENNIS P | Secretary | Other | +3,084 | — | 24,850 | Form 4 |
| 28 January 2026 | Lowenthal Albert G | CEO | Other | +55,725 | — | 254,876 | Form 4 |
| 28 January 2026 | Lowenthal Robert S | Director | Other | +35,505 | — | 129,608 | Form 4 |
| 22 September 2025 | Spaulding Suzanne | Director | Other | +3,000 | — | 4,500 | Form 4 |
| 5 August 2025 | McNAMARA DENNIS P | Secretary | Open-market sale | −2,000 | $73.81 | 21,766 | Form 4 |
| 10 June 2025 | Friedman Paul M | Director | Open-market sale | −3,500 | $63.31 | 17,000 | Form 4 |
| 9 June 2025 | Friedman Paul M | Director | Open-market sale | −3,500 | $63.32 | 20,500 | Form 4 |
| 6 June 2025 | Friedman Paul M | Director | Open-market sale | −3,000 | $63.11 | 24,000 | Form 4 |
| 30 January 2025 | Roth R Lawrence | Director | Other | +1,500 | — | 17,000 | Form 4 |
| 30 January 2025 | Dwyer Timothy Martin | Director | Other | +1,500 | — | 27,000 | Form 4 |
| 30 January 2025 | Behrens Evan | Director | Other | +1,500 | — | 5,625 | Form 4 |
| 30 January 2025 | Friedman Paul M | Director | Other | +1,500 | — | 27,000 | Form 4 |
Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.
How to read the table
Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.
Where each row comes from
From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Oppenheimer page; the method, in data sources.
Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.