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Principal Financial Group

Principal Financial Group (NASDAQ: PFG) insider transactions

In the twelve months to 10 November 2026, executives and directors of Principal Financial Group reported 12 open-market sales of 55,169 shares ($5.4m) and 1 open-market purchase of 5 shares ($485), by 4 people, according to the Form 4 filings they submitted to the SEC.

Latest transactions

The 20 most recent transactions in Principal Financial Group shares reported on Form 4
DateInsiderRoleTransactionSharesPriceHeld afterFiling
4 November 2026Littlefield Christopher JPresident - RISGrant or award+51,285$51.73128,564Form 4
4 November 2026Littlefield Christopher JPresident - RISReturned to the company−51,285$116.3077,279Form 4
25 September 2026Strable-soethout Deanna DChair, President and CEOGrant or award+593—174,460Form 4
25 September 2026Strable-soethout Deanna DChair, President and CEOGrant or award+42—53,584Form 4
25 September 2026Hochschild Roger CDirectorGrant or award+285—41,762Form 4
25 September 2026Mills ScottDirectorGrant or award+246—36,386Form 4
25 September 2026Friedrich Amy ChristinePresident - Benefits & ProtectGrant or award+577—109,440Form 4
25 September 2026Kay Kathleen BEVP-Chief Information OfficerGrant or award+383—44,683Form 4
25 September 2026Bhatia KamalPresident and CEO - PAMGrant or award+415—65,869Form 4
25 September 2026Pitz JoelEVP & CFOGrant or award+226—44,224Form 4
25 September 2026Pitz JoelEVP & CFOGrant or award+2—2,930Form 4
25 September 2026McCullum Kenneth A.EVP - Chief Risk OfficerGrant or award+71—41,141Form 4
25 September 2026Littlefield Christopher JPresident - RISGrant or award+538—77,279Form 4
25 September 2026Cheong Wee YeePresident - Asia & Middle EastGrant or award+354—67,173Form 4
25 September 2026Agrawal VivekEVP & Chief Growth OfficerGrant or award+226—46,762Form 4
25 September 2026Brown Timothy W.EVP, General Counsel and SecGrant or award+163—22,442Form 4
25 September 2026Rivera AlfredoDirectorGrant or award+113—16,624Form 4
25 September 2026Carter Miller JocelynDirectorGrant or award+648—91,979Form 4
25 September 2026Mitchell H ElizabethDirectorGrant or award+78—13,278Form 4
25 September 2026Richer Clare StackDirectorGrant or award+138—21,550Form 4

Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.

How to read the table

Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.

Where each row comes from

From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Principal Financial Group page; the method, in data sources.

Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.