Rocket Companies (NYSE: RKT) insider transactions
In the twelve months to 10 November 2026, executives and directors of Rocket Companies reported 46 open-market sales of 780,000 shares ($10.8m) and 0 open-market purchases, by 2 people, according to the Form 4 filings they submitted to the SEC.
Latest transactions
| Date | Insider | Role | Transaction | Shares | Price | Held after | Filing |
|---|---|---|---|---|---|---|---|
| 6 November 2026 | Malhotra Shawn | Chief Technology Officer | Shares withheld for tax | −51,683 | $14.82 | 801,907 | Form 4 |
| 2 November 2026 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Open-market sale, 10b5-1 plan | −225,000 | $13.75 | 7,503,027 | Form 4 |
| 7 October 2026 | Brown Brian Nicholas | President & Chief Fin Officer | Shares withheld for tax | −16,112 | $11.59 | 1,607,954 | Form 4 |
| 7 October 2026 | Edwards Noah A. | Chief Accounting Officer | Shares withheld for tax | −2,302 | $11.59 | 154,311 | Form 4 |
| 7 October 2026 | Lovier Heather M. | Chief Operating Officer | Shares withheld for tax | −8,056 | $11.59 | 2,251,059 | Form 4 |
| 7 October 2026 | Banfield William D. | Chief Business Officer | Shares withheld for tax | −8,056 | $11.59 | 3,659,492 | Form 4 |
| 7 October 2026 | Malhotra Shawn | Chief Technology Officer | Shares withheld for tax | −13,751 | $11.59 | 853,590 | Form 4 |
| 7 October 2026 | Mildenhall Jonathan | Chief Marketing Officer | Shares withheld for tax | −12,860 | $11.59 | 795,797 | Form 4 |
| 2 October 2026 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Open-market sale, 10b5-1 plan | −92,300 | $12.39 | 7,728,027 | Form 4 |
| 1 October 2026 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Shares withheld for tax, 10b5-1 plan | −57,200 | $11.51 | 7,812,940 | Form 4 |
| 1 October 2026 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Open-market sale, 10b5-1 plan | −132,700 | $12.01 | 7,820,327 | Form 4 |
| 15 September 2026 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Open-market sale, 10b5-1 plan | −225,000 | $13.11 | 7,953,027 | Form 4 |
| 8 September 2026 | Krishna Varun | Chief Executive Officer | Shares withheld for tax | −58,259 | $14.06 | 1,958,664 | Form 4 |
| 8 September 2026 | Brown Brian Nicholas | President & Chief Fin Officer | Shares withheld for tax | −14,675 | $14.06 | 1,624,066 | Form 4 |
| 7 September 2026 | Mildenhall Jonathan | Chief Marketing Officer | Shares withheld for tax | −80,287 | $14.06 | 808,657 | Form 4 |
| 7 September 2026 | Rizik Matthew | Director | Option exercise | +14,796 | — | 2,439,337 | Form 4 |
| 7 September 2026 | Rizik Matthew | Director | Other | −14,796 | $14.06 | 2,424,541 | Form 4 |
| 7 September 2026 | Krishna Varun | Chief Executive Officer | Shares withheld for tax | −126,999 | $14.06 | 2,016,923 | Form 4 |
| 7 September 2026 | Lovier Heather M. | Chief Operating Officer | Shares withheld for tax | −61,669 | $14.06 | 2,259,115 | Form 4 |
| 7 September 2026 | Bray Jesse K | Pres & CEO, Rocket Mortgage | Shares withheld for tax | −29,279 | $14.06 | 7,870,140 | Form 4 |
Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.
How to read the table
Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.
Where each row comes from
From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the Rocket Companies page; the method, in data sources.
Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.