SoFi Technologies (NASDAQ: SOFI) insider transactions
In the twelve months to 10 November 2026, executives and directors of SoFi Technologies reported 19 open-market sales of 571,239 shares ($11.7m) and 7 open-market purchases of 140,211 shares ($2.5m), by 7 people, according to the Form 4 filings they submitted to the SEC.
Latest transactions
| Date | Insider | Role | Transaction | Shares | Price | Held after | Filing |
|---|---|---|---|---|---|---|---|
| 20 October 2026 | Keough Kelli | EVP, Gbul, Sips | Open-market sale, 10b5-1 plan | −10,203 | $14.72 | 397,870 | Form 4 |
| 21 September 2026 | Rishel Jeremy | Chief Technology Officer | Open-market sale, 10b5-1 plan | −18,624 | $17.50 | 912,650 | Form 4 |
| 21 September 2026 | Keough Kelli | EVP, Gbul, Sips | Open-market sale, 10b5-1 plan | −10,203 | $16.99 | 408,073 | Form 4 |
| 15 September 2026 | Lavet Robert S | General Counsel | Shares withheld for tax | −14,414 | $17.28 | 109,843 | Form 4 |
| 15 September 2026 | Rishel Jeremy | Chief Technology Officer | Shares withheld for tax | −41,750 | $17.28 | 931,274 | Form 4 |
| 15 September 2026 | Pinto Arun | Chief Risk Officer | Shares withheld for tax | −11,838 | $17.28 | 228,623 | Form 4 |
| 15 September 2026 | Keough Kelli | EVP, Gbul, Sips | Shares withheld for tax | −66,033 | $17.28 | 418,276 | Form 4 |
| 15 September 2026 | Schuppenhauer Eric | EVP GBUL Borrow | Shares withheld for tax | −2,757 | $17.28 | 334,336 | Form 4 |
| 14 September 2026 | Lavet Robert S | General Counsel | Option exercise | +36,057 | — | 124,257 | Form 4 |
| 14 September 2026 | Noto Anthony | Chief Executive Officer | Option exercise | +136,166 | — | 12,255,208 | Form 4 |
| 14 September 2026 | Noto Anthony | Chief Executive Officer | Option exercise | +154,197 | — | 12,409,405 | Form 4 |
| 14 September 2026 | Noto Anthony | Chief Executive Officer | Option exercise | +55,191 | — | 12,464,596 | Form 4 |
| 14 September 2026 | Noto Anthony | Chief Executive Officer | Shares withheld for tax | −188,259 | $17.32 | 12,276,337 | Form 4 |
| 14 September 2026 | Lapointe Christopher | CFO and PAO | Option exercise | +52,954 | — | 1,878,433 | Form 4 |
| 14 September 2026 | Lapointe Christopher | CFO and PAO | Option exercise | +36,589 | — | 1,915,022 | Form 4 |
| 14 September 2026 | Lapointe Christopher | CFO and PAO | Option exercise | +14,609 | — | 1,929,631 | Form 4 |
| 14 September 2026 | Lapointe Christopher | CFO and PAO | Shares withheld for tax | −59,341 | $17.32 | 1,870,290 | Form 4 |
| 14 September 2026 | Rishel Jeremy | Chief Technology Officer | Option exercise | +37,824 | — | 932,913 | Form 4 |
| 14 September 2026 | Rishel Jeremy | Chief Technology Officer | Option exercise | +28,748 | — | 961,661 | Form 4 |
| 14 September 2026 | Rishel Jeremy | Chief Technology Officer | Option exercise | +11,363 | — | 973,024 | Form 4 |
Names appear as in the filing, surname first. A dash in the price column means the filing reports none, as in grants and gifts.
How to read the table
Only open-market purchases and sales are trades the insider chose to make at the market price, and they are the ones counted in the summary above. Grants, option exercises and shares withheld for tax come from pay plans. A sale marked as a 10b5-1 plan was scheduled in advance under a written plan.
Where each row comes from
From the Form 4 that each executive, director or large shareholder must file with the SEC within two business days of a transaction, read up to 10 November 2026. Each row links to its filing on EDGAR. Only transactions in shares are listed, not derivatives, and amended filings are left out. The accounts of the company are on the SoFi Technologies page; the method, in data sources.
Information prepared from the Form 4 filings submitted to the SEC, for information purposes only. It is not financial advice or a recommendation to buy or sell. Updated on 12 November 2026.